The questions were fairly basic and as to be expected for a financial firm. What safeguards would you take to protect private information? They also ask you about your values and morals as they have a program (CASTLE) that focuses on building company values and morals. In addition they'll want to know if you've ever been found guilty of a securities and/or financial related crime. And then they'll ask questions pertinent to the position of which you're applying for. Basic items like familiarity with position related tasks and so forth.