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      Entrevista de Examiner

      14 abr 2017
      Empleado anónimo
      Oferta aceptada
      Experiencia neutra

      Otras opiniones sobre las entrevistas para el puesto de Examiner en FINRA

      Entrevista de Examiner

      5 may 2025
      Empleado anónimo
      New York, NY
      Oferta aceptada
      Entrevista normal

      Solicitud

      Envié una solicitud electrónica. El proceso duró más de 2 meses. Acudí a una entrevista en FINRA en ene 2017

      Entrevista

      The first interview consists of 4 (managers and directors) in one meeting room. Second interview was 2 senior directors in the same room. They asked a lot of questions.. each interview lasted an hour. It was mostly behavioral and I believe the technique they use is to see if you have similar skills of what it takes to think like an examiner. Know your resume, they asked me about every single line and how I went about it. It was easy but also feels like an interrogation as well. Questions coming from left and right from the interviewers... be ready to know how to talk about every one of responsibilities you had at your previous employers. Be confident with your responses, it was nerve wrecking but time passed by so quickly talking to all of them.

      Preguntas de entrevista [10]

      Pregunta 1

      If you had to conduct an exam, and the person is unresponsive and unable to prove information. What do you do?
      Responder pregunta

      Pregunta 2

      When do you feel like is a good time to reach out to your manager about an issue regarding an exam? (List some scenarios)
      Responder pregunta

      Pregunta 3

      Why FINRA? What do you know about us and what we do?
      Responder pregunta

      Pregunta 4

      Have you ever worked with someone difficult and how did you handle it?
      Responder pregunta

      Pregunta 5

      Give me a few important words about you that will make me remember you as a strong candidate.
      Responder pregunta

      Pregunta 6

      What do you see yourself doing in the near future ?
      Responder pregunta

      Pregunta 7

      Have you ever worked with financial statements and how comfortable are you with it? Give me a few times you had to assess financial statements and how did you analyze them?
      Responder pregunta

      Pregunta 8

      What are the risks you have assessed in your role as __________?
      Responder pregunta

      Pregunta 9

      Please explain the steps you took when you analyzed (a work product) at your previous employer. What was the result?
      Responder pregunta

      Pregunta 10

      Why did you leave your previous employer?
      Responder pregunta
      8
      Experiencia positiva
      Entrevista difícil

      Solicitud

      Acudí a una entrevista en FINRA (New York, NY)

      Entrevista

      The interview consists of a lot of technical questions about 15c3-1 and 15c3-3 rules. It was two rounds with examination directors. I recommend studying on the rules and be prepared to a writing exam. They want someone with proper grasp of the English language.

      Preguntas de entrevista [1]

      Pregunta 1

      What is the haircut charge for a government security?
      Responder pregunta

      Entrevista de Examiner

      2 dic 2024
      Candidato de entrevista anónimo
      Sin oferta
      Experiencia negativa
      Entrevista normal

      Solicitud

      Solicité el puesto a través de un captador. Acudí a una entrevista en FINRA

      Entrevista

      Recruited at a job fair for an interview as a graduate student. Interview was not difficult, generally behavioral questions and an assessment of the role for which you were being interviewed. Never heard back after follow-up with recruitment team.

      Preguntas de entrevista [1]

      Pregunta 1

      Tell me about a time you had difficulty and how you overcame it.
      Responder pregunta

      Entrevista de Examiner

      27 dic 2023
      Candidato de entrevista anónimo
      Sin oferta
      Experiencia negativa
      Entrevista fácil

      Solicitud

      Acudí a una entrevista en FINRA

      Entrevista

      Applied 4 times with management references. Finally got one interview. The same person interviewed me for the 2nd and 3rd round. Then I was ghosted. No notice about what happened. Of course, after a month I assumed I was not selected.

      Preguntas de entrevista [1]

      Pregunta 1

      Tell me about yourself. Tell me about a time you had to make a difficult decision without all of the information.
      Responder pregunta
      2